Tracking Requirements

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All compliance tracking features work by intercepting Audit Failure and Audit Success events from the Security events. As such, the respective audit features need to be enabled in the security policy of the computers being monitored. For example, in order to track the creation of new user accounts, the Account Management policy needs to be enabled.

All tracking features can be configured to automatically turn on tracking for you if it's not already enabled, however we still recommend to enable auditing on the domain level using group policies when available and possible.

Please see the list below to identify which auditing options are required by the respective tracking features:

Compliance Tracking Feature	Auditing Option	Required Auditing
Process Tracking	Audit process tracking	Process Tracking
Logon Tracking	Audit logon events	Logon and Logoff
File Access Tracking	Audit object access	File and Object Access
Account Management Tracking	Audit account management	User and Group Management
Policy Change Tracking	Audit policy change	Security Policy Changes
Print Tracking	Log spooler information events (up to Win2k3) Enable "Microsoft-Windows-PrintService/Operational" event log (Vista and later)

As mentioned before, once you have determined which auditing option needs to be enabled, you can use one of the following three options to enable auditing. The required auditing setting from the Required Auditing column will be referred to as [Auditing Option].

1.	You can have the EventSentry agent automatically enable the required auditing setting when the service starts by selecting "Auditing On" from the Requested Audit Policy. In this case make sure that no top-level policies are overwriting policy settings set by the EventSentry agent.

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Using the EventSentry agent to automatically enable "Process Tracking"

2.	If you would like to enable "Audit process tracking" yourself then you have several options:

Windows NT 4

From the "Administrative Tools" open "User Manager" or "User Manager for domains" and select Policies -> Audit from the menu. Then, check the "Success" checkbox next to [Auditing Option].

Windows 2000 (and higher) without Active Directory

Open "Local Security Policy" in the "Administrative Tools". Navigate to "Security Settings" -> "Local Policies" -> "Audit Policy". Double-click [Auditing Option] and check the "Success" checkbox. This change might take several minutes until it becomes effective.

Windows 2000 (and higher) with Active Directory

Open the appropriate group policy or open the "Domain Security Policy". There, navigate to "Audit Policy" and set [Auditing Option] to "Success". Depending on your Active Directory setup you might need to edit a group policy other than the Domain Security Policy.

3.	The security event log "Log Size" needs to be configured to "Overwrite events as needed", it also recommended to specify a size of at least 2048kb. The EventSentry agent will write an error message upon startup to the application event log if the event log is not correctly configured.

You can change the "Log size" settings by opening up "Event Viewer" (from Administrative Tools) and right-clicking "Security Log". Select "Properties" from the menu and verify that the "Log size" is correctly set to "Overwrite events as needed". Also verify that the "Maximum log size" is sufficiently big.

To disable previously enabled Process Tracking of the Operating System set the Requested Audit Policy to Auditing Off. Again, make sure that no domain policies undo any policy changes performed by the EventSentry agent.